Regulation and Compliance

If the path to success begins with recruiting the best people, the next stage is to ensure that your organisation is fully alert to the business challenges posed by new and existing regulation.

As you will be aware, failure to manage the risks associated with compliance has far more expensive repercussions than any fine that may be imposed by the regulator. It raises questions in the minds of regulators, customers and employees about values, ethics and competence with all the ramifications that this has on brand image.

In recognition of the complex challenges that regulation brings to equally complex organisations, Valoré has formed this new division in partnership with the Financial Services Training College (FSTC) who provides additional expertise in this field of activity.

Together, we are able to provide our clients with the most extensive range of services in the market place. Our provision includes: induction programmes; preparing employees to sit for the required qualifications; administering and running industry approved examinations, question bank design and management, and bespoke specialist training.

In addition, to complement our regulation and compliance advisory service, FSTC has developed a unique fully automated system that enables an organisation to audit its compliance standards across the whole business on a continuous basis.

This product manages the risks associated with compliance and frees up managers, supervisors and sales people to use their time on growing the business. It is quite simply a whole new way of managing the daily risks inherent in selling financial services in today's environment.

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Valoré Ltd : 14a Waterloo Road, Pudsey, Leeds LS28 7PW
Tel: 0113 384 5500 Fax: 0113 204 0099 email: info@valore-ltd.co.uk

Carefully crafted by Ian Traynor of Business Link for West Yorkshire